To
From
Series 63, Uniform Securities Agent State Law Examination
Core
North American Securities Administrators Association
Series 66, Uniform Combined State Law Examination
Associate, Customer Service
LOMA
Chartered Market Technician - Level I
Market Technicians Association
Series 65, Uniform Investment Adviser Law Examination
Certified Pension Consultant
American Society of Pension Professionals and Actuaries
Certified Securities Operations Professional
Advanced
American Bankers Association
Certified Investment Management Analyst
Investments and Wealth Institute
Chartered Financial Analyst
CFA Institute
Master Financial Planner
American Academy of Financial Management